TESTIMONIALS
"Lorraine Lee is one of the most knowledgeable people in the industry in regard to navigating the difficult and complicated terrain of statutory disqualification. In addition, she has the all-important ability to break down these difficult concepts into “plain English” so they can be understood by clients (and counsel). I consider her an important asset in regulatory matters where a client may face some form of statutory disqualification. And most of all, she is a good, caring person, and someone with whom I truly enjoy working."
Gregg Breitbart, Esq.
Kaufman Dolowich Voluck
Attorneys At Law
"There is no one who knows more about statutory disqualification issues than Lorraine Lee. Given what she knows, and who she knows (both at FINRA and the SEC), she has proven to be invaluable to me when I encounter particularly thorny issues. As a bonus, she is pretty cool and fun to work with."
Alan W., Esq.
Client
"I have worked with Lorraine Lee on both sides of matters for over a decade. Having practiced securities law for over 20 years as an in-house lawyer, and SEC Enforcement Attorney, and in private practice; I can state without hesitation that she is one of the most knowledgeable people I know when it comes to issues relating to statutory disqualification. She is my go to person whenever I need a consultant or expert in this area."
James D. Sallah, Esq.
Sallah Astarita & Cox, LLC
"I was recently referred to Lorraine Lee Consulting and had the privilege to work directly with Lorraine in connection with a complex FINRA regulatory issue. Her deep knowledge of the FINRA regulatory environment, together with her careful and thorough approach was incredibly very helpful to our legal team. Lorraine was easy to work with, always available, and very responsive to our requests. In addition, her advice and guidance was instrumental in helping our mutual client save many thousands of dollars in attorneys’ fees. I am pleased to recommend Lorraine Lee without hesitation and I shall look forward to working with her again in the future."
Adam D. Palmer, Esq.
Palmer Law
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"Lorraine, I just wanted to thank you for taking the time to really research and get to know my situation. You were not looking to just understand my situation briefly and then quote me but rather, you took the time through a few phone calls to really get to the root of my problem. Unfortunately, we were not able to work together as I had already resigned from the company I was with during the MC-400 process but I'm sure if I would have met you just a little bit sooner or hired you as my consultant things would have worked out very differently for me."
Jose Soto
Registered Representative