Lorraine Lee, founder of Lorraine Lee Consulting, LLC, has worked in the securities industry for over thirty years. She began her career in 1987, working for Drexel Burnham Lambert. 

 

For nearly 20 years, Lee worked at the Financial Industry Regulatory Authority (“FINRA” and formerly known as NASD), specifically in the area of statutory disqualification. While at FINRA, Lee participated in countless statutory disqualification matters. 

 

During her tenure at FINRA, Lee managed the statutory disqualification program and served as its associate director. Statutory disqualification is an extremely broad and nuanced area of securities regulation, and due to her experience, knowledge and expertise, Lee has become recognized as a skilled and proficient subject matter expert in this area.

 

Backed by Lee’s wealth of experience, Lorraine Lee Consulting, LLC is well equipped to address your statutory disqualification needs.  Statutory disqualification matters can be very complex, yet Lee has developed a keen understanding of the rules and practices which govern this area of securities regulation. In order to arrive at the best possible outcome, you deserve to work with someone who has the depth of knowledge and experience that Lorraine Lee possesses.